Sen. Sheldon Whitehouse stock trades

United States Senate Financial Disclosures Periodic Transaction Report for 06/03/2015 (Amendment 1) The Honorable Sheldon Whitehouse (Whitehouse, Sheldon) Filed 08/12/2015 @ 1:54 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. Transactions (12 transactions total) 5 Self 5 Joint 1 Spouse 0 Dependent Child Transaction Asset # Date Owner Ticker Asset Name Type Type Amount Comment 12 05/27/2015 Child KORS Michael Kors Holdings Stock Sale $1,001 - -- (Full) $15,000 Purchase $1,001 - Limited (NYSE) 11 05/27/2015 Spouse AMGN Amgen Inc. (NASDAQ) Stock -- $15,000 10 05/27/2015 Joint BAC Bank of America Corporation Stock Purchase (NYSE) 9 05/18/2015 Joint CY Cypress Semiconductor 7 6 05/18/2015 05/07/2015 05/07/2015 Joint Joint Joint RTN PCAR PRU Raytheon Company (NYSE) PACCAR Inc. (NASDAQ) Prudential Financial, Inc. Stock Stock Stock Stock (NYSE) 5 05/27/2015 Self FEYE FireEye, Inc. (NASDAQ) -- $50,000 Corporation (NASDAQ) 8 $15,001 - Stock Sale $15,001 - (Full) $50,000 Sale $1,001 - (Full) $15,000 Sale $1,001 - (Full) $15,000 Sale $1,001 - (Full) $15,000 Purchase $1,001 - -- -- -- -- -- $15,000 4 05/27/2015 Self MRK Merck & Co. Inc. (NYSE) Stock Purchase $1,001 $15,000 --

3 2 05/27/2015 05/07/2015 Self Self TU NFLX TELUS Corporation (NYSE) Netflix, Inc. (NASDAQ) Stock Stock Sale $15,001 - (Full) $50,000 Purchase $15,001 - -- -- $50,000 1 05/07/2015 Self BIIB Biogen Inc. (NASDAQ) Stock Purchase $15,001 $50,000 --

United States Senate Financial Disclosures Periodic Transaction Report for 09/19/2014 The Honorable Sheldon Whitehouse (Whitehouse, Sheldon) Filed 09/19/2014 @ 12:26 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. Transactions (21 transactions total) 9 Self 6 Joint 1 Spouse 0 Dependent Child Transaction Asset # Date Owner Ticker Asset Name 21 09/16/2014 Joint NEE NextEra Energy, Inc. (NYSE) 20 19 18 17 16 09/03/2014 09/03/2014 08/27/2014 08/27/2014 09/18/2014 Joint Joint Joint Joint Child SLB NOV HON ESS BMY Type Type Amount Comment Sale $15,001 - -- (Full) $50,000 Schlumberger Limited Sale $15,001 - (NYSE) (Full) $50,000 National Oilwell Varco, Inc. Sale $15,001 - (NYSE) (Full) $50,000 Honeywell International Inc. Sale $15,001 - (NYSE) (Partial) $50,000 Essex Property Trust Inc. Sale $15,001 - (NYSE) (Partial) $50,000 Bristol-Myers Squibb Purchase $1,001 - Company (NYSE) 15 09/18/2014 Child CVS CVS Caremark Corporation 09/18/2014 Child CY Cypress Semiconductor Purchase 12 09/16/2014 08/27/2014 Child Child SLB ETN -- -- -- $1,001 - -- $15,000 Purchase Corporation (NASDAQ) 13 -- $15,000 (NYSE) 14 -- $1,001 - -- $15,000 Schlumberger Limited Sale $15,001 - (NYSE) (Full) $50,000 Eaton Corporation plc Purchase $1,001 - -- --

(NYSE) 11 08/21/2014 Spouse HYT Blackrock Corporate High $15,000 Purchase Yield (NYSE) 10 09/18/2014 Joint CY Cypress Semiconductor 09/18/2014 Self VZ Verizon Communications Purchase 09/18/2014 Self PANW Palo Alto Networks, Inc. Purchase 09/18/2014 Self EL The Est (NYSE) -- $1,001 - -- $15,000 Purchase (NYSE) 7 $1,001 $15,000 Inc. (NYSE) 8 -- $15,000 Corporation (NASDAQ) 9 $1,001 - $1,001 - -- $15,000 Purchase $1,001 - -- $15,000 6 09/18/2014 Self ISIS Isis Pharmaceuticals, Inc. Purchase (NASDAQ) 5 09/18/2014 Self TU TELUS Corporation (NYSE) $1,001 - -- $15,000 Purchase $1,001 - -- $15,000 4 09/18/2014 Self AIG American International Purchase Group, Inc. (NYSE) 3 09/18/2014 Self CY Cypress Semiconductor 1 09/16/2014 09/04/2014 Self Self SLB APA -- $15,000 Purchase Corporation (NASDAQ) 2 $1,001 - $1,001 - -- $15,000 Schlumberger Limited Sale $15,001 - (NYSE) (Full) $50,000 Apache Corp. (NYSE) Sale $50,001 - (Full) $100,000 -- --

United States Senate Financial Disclosures Periodic Transaction Report for 08/26/2014 The Honorable Sheldon Whitehouse (Whitehouse, Sheldon) Filed 08/26/2014 @ 5:09 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. Transactions (12 transactions total) 8 Self 4 Joint 0 Spouse 0 Dependent Child Transaction Asset # Date Owner Ticker Asset Name 12 07/21/2014 Joint MCHP 11 10 9 8 07/21/2014 07/21/2014 07/21/2014 07/29/2014 Joint Joint Joint Self VOD DE MDP QLIK Type Amount Comment Microchip Technology Inc. Sale $15,001 - -- (NASDAQ) (Partial) $50,000 Vodafone Group Public Limited Sale $1,001 - Company (NASDAQ) (Full) $15,000 Deere & Company (NYSE) Sale $1,001 - (Full) $15,000 Sale $15,001 - (Full) $50,000 Purchase $1,001 - Meredith Corporation (NYSE) Qlik Technologies, Inc. Type (NASDAQ) 7 07/29/2014 Self PANW Palo Alto Networks, Inc. 5 4 07/29/2014 07/29/2014 07/29/2014 Self Self Self LNKD VOD AXP LinkedIn Corporation (NYSE) Purchase 08/07/2014 Self UL $1,001 - Sale $15,001 - (Full) $50,000 Vodafone Group Public Limited Sale $15,001 - Company (NASDAQ) (Full) $50,000 American Express Company Purchase $1,001 - Unilever plc (NYSE) -- -- -- $15,000 (NYSE) 3 -- $15,000 (NYSE) 6 -- -- -- -- $15,000 Purchase $1,001 - --

$15,000 2 08/07/2014 Self KORS Michael Kors Holdings Limited Purchase (NYSE) 1 08/14/2014 Self GPRO GoPro, Inc. (NASDAQ) $1,001 - -- $15,000 Purchase $1,001 $15,000 --